Extensive experience of implementing and testing surveillance software for leading UK and European banks across multiple all asset classes.
Specialist expert legal knowledge of UK & EU Market Abuse, Anti Money Laundering Financial Crime and Banking Regulations.
Track record of implementing risk, surveillance, and compliance projects, utilising agile methods within regulatory and compliance environments.
Strong understanding of the applicable laws and regulatory framework, including including Market Abuse Regulations, Money Laundering under the POCA 2002 and the Fraud Act 2006.
Extensive technical experience of programming, analytics and data science in complex IT environments within financial services and capital markets.
In depth understanding of trading behaviour in multiple asset classes and a strong technical understanding of risk taxonomies for multiple abuse types.
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Strong experience of leading compliance implementation projects, including business analysis, project management and stakeholder engagement.
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